Series 63 Video Course – Brian Lee
Original price was: $79.00.$34.00Current price is: $34.00.
Let Brian Lee, one of the most dynamic instructors in the country, take you through everything you need to know to pass your Series 63 the first time. We understand! We’ve read those textbooks too!
Description
Purchase Series 63 Video Course – Brian Lee Course at GiOlib. We actively participate in group buys and are committed to sharing knowledge with a wider audience. What's more, our courses maintain the same quality as the original sale page. You have the option to buy directly from the sale page at the full price (sale page link is provided within the post).
Let Brian Lee, one of the most dynamic instructors in the country, take you through everything you need to know to pass your Series 63 the first time. We understand! We’ve read those textbooks too!
Course Curriculum
Module 1 State and Federal Regs.
- Introduction (12:41)
- Downloadable Series 63 Quicknotes
- Persons, Broker/Dealers, Agents (27:32)
- Lesson 2 – Investment Advisers (21:56)
- Lesson 3 – Investment Adviser Reps. (5:11)
- Definition of Persons Worksheet
- Lesson 4 – Registration Procedures (U.S.A.) (22:57)
- Lesson 5 – Securities, Exemptions, Exempt Transactions (25:43)
- Lesson 6 – Administrator’s Provisions (20:31)
Module 2 – Unethical Behavior of B/D’s, Agents, IA’s and IAR’s
- Lesson 1 – Statement of Policy of Unethical Practices (28:16)
- Lesson 2 – Closing (1:24)
Final Exam
- Practice Final
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Purchase the Series 63 Video Course – Brian Lee course at the best price at GiOlib. Upon completing your purchase, you will gain access to the downloads page. where you can conveniently retrieve all associated course files. Additionally, we will send you a download notification email to your registered mail.
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